Head of Compliance / AML (VAC-F20375N)

Application deadline date has been passed for this Job.
StaffMatters Recruitment
  • Post Date: 25/05/2021
  • Views 231
Job Overview

Our client is a CySEC licensed FX Company looking to hire a Head of Compliance / AML to join the team based in Limassol.

Ensure compliance with Cyprus laws, regulations and directives issued by CySEC as well as rules issued by the EU
Tracking regulatory changes and ensure that needed changes are implemented in a timely manner
Developing or assisting in developing, and enforcing adequate policies and procedures in order to meet the compliance requirements of CySEC and other Regulators
Ensure implementation of the Company’s procedures
Implement the Company’s Compliance Monitoring Program and conduct monitoring
Ensure that Company’s employees attend training sessions in compliance with applicable laws, rules, and regulations
Provide advice and guidance to Company’s employees on compliance related matters
Ensure that the Company complies with its continuous obligations to CySEC (i.e. submission of Capital Adequacy Return notifications to CySEC regarding changes in the Company’s structure services personnel procedures etc.)
Liaise with regulatory bodies
Assist regulatory bodies in performing inspections of the Company’s activities
Continuous improvement of the existing control procedures
Review Company’s marketing communication and examine whether it has been prepared in accordance with legal requirements and provide recommendations where applicable
Advise and assists employees responsible for carrying out investment services and activities to comply with Company’s obligations under the Law and relevant directives
Recommend in case of detection of any weakness or failure by the firm to comply with its obligations under the Law specific remedial measures
Provides an annual written report to the Board of Directors on the matters of his/her responsibility indicating in particular whether the appropriate remedial measures have been taken in the event of any deficiencies
Monitor complaints-handling process
Draft agreements
Drafting and monitoring policies and procedures relevant to GDPR

CySEC Advanced (must)
AML certification (must)
GDPR certification (advantageous)
Prior experience as a Compliance Officer, Compliance Manager or similar position (advantageous)
Strong knowledge of industry processes and regulations (must)
Bachelor’s degree in Law or Accounting
Prior experience of 2-3 years in a brokerage firm (must)
Detail oriented
Ability to work independently and collaborate with other teams
An analytical mindset with excellent organizational skills
Friendly and approachable
English (must)
Greek and Hebrew speaker (advantageous)

TO APPLY for this job opportunity, send your CV (in English please) to admin@smstaffmatters.com and include the reference:  Head of Compliance / AML – VAC-F20375N. We look forward to hearing from you!


Job Detail
Shortlist Kindly, mention in your cover letter that - Job Link Cyprus - is your job referral.